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KYC Client Due Diligence Analyst

Company: Credit Suisse
Location: Raleigh
Posted on: February 16, 2020

Job Description:

The Front Office Global Markets Client on-boarding and Lifecycle management team (COLM) exists to help protect Sales from regulatory risk. The KYCD group helps with the identification of financial crime related risks and adherence with requirements set out by the UK and US regulators in relation to new and existing clients.The group works very closely with Global Client Onboarding (COB), which moves clients from prospect to customer in the shortest possible time. COLM provides mentorship and advice to COB around KYC requirements and financial crime issues liaising with the second line of defense FCC teams.Client Onboarding, and Client Lifecycles (COLM) Client Due Diligence Services function serves as a business partner, working with clients, and internal business partners, to facilitate all KYC Initial reviews pursuant to CS policies and prescribed requirements imposed by local and global regulators.Responsibilities:

  • Verify the identity of prospective new clients across the Global Markets division
  • Verification should be in accordance with local regulatory and Credit Suisse policies and procedures
  • Ensure clients are accurately classified as prescribed by CS Policy and Regulatory expectations
  • KYCD analysts verify that Sanctions, PEP and Adverse Media / Negative News screening has taken place using appropriate systems
  • Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
  • Responsible for outstanding understanding of regulations, policies and procedures;
  • Take up specific projects which may rise from time to time
  • Provide training on KYC / AML to Colleagues and other Departments as the need arises.
  • Outstanding Knowledge of UK /US regulatory environment and general AML and KYC principles (Preferable)!
  • Proficient with Excel and PowerPoint skills!
  • Communicate effectively and efficiently with meaningful internal and external parties to obtain KYC documents;
  • Good Interpersonal and communication skillsJob: *OperationsTitle: KYC Client Due Diligence Analyst #147589Location: NC-RaleighRequisition ID: 147589Other Locations: United States-NC-Raleigh

Keywords: Credit Suisse, Raleigh , KYC Client Due Diligence Analyst, Professions , Raleigh, North Carolina

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