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Corporate Compliance Specialist - Top Bank (Dallas or Detroit - Remote!)

Company: MBK Search
Location: Raleigh
Posted on: January 16, 2022

Job Description:

Location(s): Auburn Hills, MI; or Dallas, TX (you can work remotely as long as near one of these two cities, and available for periodic in-office meetings)

Job Description & Synthesis
The Corporate Compliance Specialist role will be responsible for assisting in planning, execution, validation and reporting of the Corporate Compliance Risk Assessment. The Corporate Compliance Risk Assessment assesses the Compliance Risk generated by our client's products, services, and processes; the effectiveness of the control environment in mitigating this Compliance Risk; and the resulting residual risk.

Specific Responsibilities
Document and socialize applicability of regulations within the scope of the Corporate Compliance Risk Assessment to impacted Departments and business leaders.
Provide independent, documented credible review and challenge of the initial Internal Inherent Risk rating.
Provide independent, documented credible review and challenge of the Control Environment rating.
Review and provide guidance to the first line of defense regarding documentation of controls noted within the risk assessment.
Utilize Archer to develop and socialize reporting for business leaders.
Develop and deploy appropriate, tools, training, and awareness in support of the Corporate Compliance Risk Assessment.
Assist in gathering and presenting information for the Annual Compliance Plan related to the Corporate Compliance Risk Assessment deliverables.

Key Requirements
Bachelor's Degree from an accredited university in Business Administration or related field
5 years of experience working with varied business units with a thorough understanding of banking products and services
3 years of experience analyzing or interpreting regulatory requirements
3 years of experience with compliance testing, quality assurance testing and/or other analytical activities

Keywords: MBK Search, Raleigh , Corporate Compliance Specialist - Top Bank (Dallas or Detroit - Remote!), Other , Raleigh, North Carolina

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