Registered Client Service Associate II
Company: Branch, Banking & Trust Company
Posted on: January 17, 2020
Specific information related to the position is outlined below. To
apply, click on the button above. You will be required to create an
account (or sign in with an existing account). Your account will
provide you access to your application information. Need Help?
Should you have a disability and need assistance with the
application process, please request a reasonable accommodation by
emailing Accessibility or by calling 877-891-2510 . This email
inbox is monitored for reasonable accommodation requests only. Any
other correspondence will not receive a response.
Regular or Temporary:
Language Fluency: English (Required)
1st shift (United States of America)
Please review the following job description:
Assist Financial Advisors who have achieved Managing Director,
Senior Managing Director standing or above in productively
assisting clients with investment products, estate planning, estate
distribution and similar activities. Responsible for management of
Financial Advisors' schedules, contact management and order flow.
Contribute to the overall firm profitability while meeting the
needs of the client.
Essential Duties and Responsibilities:
The following is a summary of the essential functions for this job.
Other duties may be performed, both major and minor, which are not
mentioned below. Specific activities may change from time to
1.Recognize and meet the complex needs of high net worth clientele
by assisting with financial planning, estate planning, gifts and
2.May be expected to facilitate appropriate order flow in some
3.Assist in opening new accounts for clients, ensuring that the
clients' needs are met while regulations are followed.
4.May facilitate the appropriate receipt of checks or securities
from the client according to procedures.
5.Report errors in a timely and complete manner according to
6.Organize customer related files, correspondence, advertising and
sales literature files consistent with policies and procedures.
7.Maintain appropriate reference and/or forms files based on the
type of business conducted by the Financial Advisor being
8.Execute data entry, extraction and reporting using systems and
applications, to include Beta, Camp, ScottStringfellow.com
client-accessible website, Price Metrix, S&P Marketscope
Advisor, Thompson One.
9.May provide branch office operational supervision of 529 plans,
annuities (1st level), check signing, general branch office items,
gift log file maintenance, handwritten trade tickets, incoming
checks and daily deposits, incoming correspondence, letters of
authorization, new account paperwork, outgoing checks, outgoing
correspondence, securities received and delivered log, syndicate
file maintenance, and third party research file maintenance.
Required Skills and Competencies:
The requirements listed below are representative of the knowledge,
skill and/or ability required. Reasonable accommodations may be
made to enable individuals with disabilities to perform the
1.Bachelor's degree in business administration or equivalent
education and related training
2.Five years of experience in a sales assistant role
3.Financial Industry Regulatory Authority (FINRA) Series 7, 63 or
66 and insurance license(s) if needed to support Financial
4.Excellent customer service, communications and organizational
5.The ability to work in a high-pressure, high transaction volume
position with firm deadlines
6.Demonstrated proficiency in standard computer applications, such
as Microsoft Office products
7.Ability to travel, occasionally overnight
1.FINRA Series 9, 10 licenses
Truist supports a diverse workforce and is an Equal Opportunity
Employer who does not discriminate against individuals on the basis
of race, gender, color, religion, national origin, age, sexual
orientation, gender identity, disability, veteran status or other
classification protected by law. Drug Free Workplace.
Thank you for your interest in Truist! BB&T and SunTrust have
come together in a transformational merger of equals to create
Truist, the premier financial organization in the country. You may
notice references to our legacy company names, BB&T and
SunTrust, in places throughout this site. All such references
should be understood to refer to Truist moving forward while we
continue to transition to the Truist name.
EEO is the Law Pay Transparency Nondiscrimination Provision
Keywords: Branch, Banking & Trust Company, Raleigh , Registered Client Service Associate II, Other , Raleigh, North Carolina
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